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SEBI Compliance
Expert SEBI compliance services for listed companies and intermediaries
What is SEBI Compliance?
📌 Overview
SEBI compliance covers securities law, insider trading regulations, listing obligations, and disclosure requirements. HLAPL provides comprehensive SEBI compliance services for listed companies, intermediaries, and market participants.
✅ Key Aspects
Listing Agreement compliance (LODR), Insider trading policy (PIT Regulations), Shareholding disclosure (SAST Regulations), Corporate governance compliance, Takeover regulations, AIF and Venture Capital compliance, Prohibition of fraudulent trade practices.
⚖️ Legal Framework
Governed by SEBI Act, 1992, LODR Regulations, PIT Regulations, SAST Regulations, and Takeover Code. Penalties for non-compliance range from ₹1 lakh to ₹25 crore.
Important FAQs
❓ What are LODR regulations?
LODR (Listing Obligations and Disclosure Requirements) regulations govern continuous disclosure obligations for listed companies. HLAPL helps companies comply with LODR requirements.
❓ What is the penalty for insider trading?
Penalty up to ₹25 crore or three times the profit made, whichever is higher. HLAPL provides insider trading policy drafting and compliance advisory.
❓ What is SAST regulation?
SAST (Substantial Acquisition of Shares and Takeovers) requires disclosure of shareholding above certain thresholds. HLAPL handles SAST filings.
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